Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM SD
Specialized Disclosure Report


https://cdn.kscope.io/44c9692b5da5cddead60b3363ac91401-image_01.jpg

SLEEP NUMBER CORPORATION

(Exact name of registrant as specified in its charter)

Minnesota
(State or other jurisdiction of incorporation or organization)
0-2512141-1597886
(Commission File No.)(IRS Employer Identification No.)
1001 Third Avenue South, Minneapolis, MN 55404
(Address of principal executive offices)  (Zip Code)

Samuel R. Hellfeld
Senior Vice President,
Chief Legal and Risk Officer
(763) 551-7000
(Name and telephone number of the person
to contact in connection with this report.)


Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.


                    








Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure
This Form SD of Sleep Number Corporation (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act, as amended, for the reporting period from January 1, 2019 to December 31, 2019.

A copy of the Company’s Conflict Minerals Report, filed as Exhibit 1.01 to this Report, is publicly available at www.sleepnumber.com. The website and information accessible through it are not incorporated into this document.

Item 1.02 Exhibit
The Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Report.

Section 2 - Exhibits

Item 2.01 Exhibits
The following exhibit is filed as part of this Report.


EXHIBIT INDEX
Exhibit No. Description of Exhibit
1.01 
 

                    

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the duly authorized undersigned.


SLEEP NUMBER CORPORATION
(Registrant)

Date: May 21, 2020
              /s/ Samuel R. Hellfeld  
By:  Samuel R. Hellfeld
Senior Vice President
Chief Legal and Risk Officer

Document

Exhibit 1.01

Exhibit 1.01

SLEEP NUMBER CORPORATION
CONFLICT MINERALS REPORT
FOR THE REPORTING PERIOD
ENDING DECEMBER 31, 2019

This is the Conflict Minerals Report (“Report”) for Sleep Number Corporation (“Sleep Number” or the “Company,” “we,” “us,” or “our”) for the reporting period from January 1 through December 31, 2019, and is presented in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”).

The Democratic Republic of the Congo (“DRC”) and adjacent countries have reserves of the minerals tin, tantalum, tungsten, and gold (collectively known as “3TG”). 3TG minerals are commonly used in manufacturing many consumer products. 3TG minerals are occasionally sourced and traded illegally in the eastern DRC and surrounding countries (collectively, “Covered Countries”) by armed groups also responsible for committing human rights violations. 3TG minerals so sourced and traded are known as “conflict minerals.”

The Securities and Exchange Commission (“SEC”) adopted the Rule to implement conflict minerals reporting and disclosure requirements set forth in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). Section 1502 requires SEC registrants to disclose whether their manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The minerals subject to the SEC’s disclosure requirements are cassiterite (tin), columbite-tantalite (tantalum), gold, wolframite (tungsten), and their derivatives, which, in the case of cassiterite, columbite-tantalite, gold, and wolframite, are limited to 3TG. Sleep Number files this Conflict Minerals Report pursuant to the Rule and Section 1502 of Dodd-Frank.

In accordance with the requirements of the Rule, Sleep Number’s cross-functional Conflict Minerals Task Force (as defined below) performed a Reasonable Country of Origin Inquiry (“RCOI”) designed to determine if any 3TG necessary to the functionality and production of our products may have originated in the Covered Countries. We surveyed all active suppliers and asked those who indicated the presence of 3TG in their products to complete the Conflict Minerals Reporting Template (“CMRT”) created by the Responsible Minerals Initiative of the Responsible Business Alliance (formerly the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative) (“RMI”). We reviewed supplier CMRT responses for accuracy and completeness and, where necessary, contacted suppliers for clarification about their respective responses. Nine direct suppliers indicated the presence of 3TG in products supplied to Sleep Number. Four of the nine suppliers reported that the 3TG in the supplied products may have originated in Covered Countries, three reported that the 3TG in the supplied products did not originate in the Covered Countries, and two suppliers reported that the origin, mines, or facilities used to produce the supplied 3TG are unknown.





1. Diligence

1.1 Design of Due Diligence

As a result of our RCOI, we determined that the 3TG contained in some of our products may have originated in one or more Covered Countries. We therefore engaged in due diligence regarding the sources and chain of custody of this 3TG in accordance with Rule 13p-1 of the Securities Exchange Act. We looked to the Organisation for Economic Co-operation and Development’s (“OECD”) framework and the 3rd Edition of its Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) throughout this process for guidance.

Step 1 – Company Management Systems

Conflict Minerals Policy
Sleep Number has adopted a Conflict Minerals Policy that has been made available to its suppliers and the public at https://www.sleepnumber.com/legal-notices. The website and information accessible through the link are not incorporated into this Report.

Internal Management Structure
Sleep Number has established an internal management process to support its supply chain due diligence efforts. We established a cross-functional Conflict Minerals Task Force (“Task Force”) of subject matter experts from relevant functional areas of the Company including sourcing, legal, and product compliance to implement our conflict minerals due diligence and compliance strategy. Task Force members regularly brief management in their respective functions during the due diligence process.

Supply Chain Controls and Transparency
Sleep Number expects its suppliers to source 3TG from ethical sub-tier suppliers and to adopt the RMI’s Responsible Minerals Assurance Process (“RMAP”) (formerly the Conflict Free Smelter Program) as a compliance standard. We require suppliers to annually certify whether the products they supply to Sleep Number in that calendar year contain 3TG and, if so, to provide written evidence documenting their due diligence efforts and source determinations. We centrally maintain all relevant documentation.

Supplier Engagement
Sleep Number is committed to ensuring conflict-free sourcing of metals through collaboration with suppliers by incorporating compliance expectations in new commercial contracts and written agreements. Suppliers are referred to Sleep Number’s Conflict Minerals Policy and educated on an as-needed, ongoing basis about the requirements, methods, and importance of 3TG supply chain due diligence and disclosure.

Company Grievance Mechanism
Sleep Number has a Company-level grievance mechanism in place that may be used for reporting issues regarding Conflict Minerals sourcing.

Step 2 – Identify and Assess Risk in the Supply Chain

Sleep Number does not directly source 3TG from mines, smelters, or refiners, and is in most cases several production levels removed from the source. We therefore rely on our direct suppliers to collect data about the presence and country of origin of any 3TG necessary to the functionality of any products supplied to
2



us. We surveyed direct suppliers and evaluated their respective responses to determine the sufficiency, accuracy, and completeness of the information provided.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

Sleep Number’s Task Force provides regular reporting to management in their respective functional areas regarding conflict minerals due diligence and compliance strategy updates. The Task Force provides the necessary information for management to determine on a case-by-case basis whether Sleep Number continues to source from suppliers during mitigation of identified risks in its supply chain.

Step 4 – Carry Out an Independent Third-Party Audit of Refiner’s Due Diligence Practices

Sleep Number does not have direct relationships with 3TG smelters or refiners and, as such, we do not perform direct audits of the entities that provide our supply chain with 3TG. We, however, support and rely on industry efforts to influence smelters and refiners to get audited and certified through the RMI.

Step 5 – Report on Supply Chain Due Diligence

In accordance with the OECD Guidance and the Rule, this Report is available on our website at https://www.sleepnumber.com/legal-notices. The website and information accessible through the link are not incorporated into this Report.

1.2 Due Diligence Results

All of our active, direct suppliers were asked to determine and disclose the presence of 3TG in materials manufactured for Sleep Number in 2019 by completing the CMRT and identifying smelter names and the 3TG’s source country.

Nine direct suppliers in scope for this Report indicated the presence of 3TG in products supplied to Sleep Number. Four of the nine suppliers reported that the 3TG in the supplied products may have originated in Covered Countries, three reported that the 3TG in the supplied products did not originate in the Covered Countries, and two suppliers reported that the origin, mines, or facilities used to produce the supplied 3TG are unknown.

Despite our RCOI and continued diligence efforts, it is possible that the 3TG contained in some of our supplied products may have originated in one or more Covered Country due to the complexity and fluidity of our supply chain and the lack of information regarding certain sub-tier suppliers. We intend to further develop transparency into our supply chain by using our due diligence processes, driving accountability within the supply chain by implementing the industry standard RMAP, and continuing our supplier outreach efforts.

2. Product Descriptions

Sleep Number manufactures and contracts to manufacture various mattresses, adjustable bases, bedding, and sleep-related accessory products. Each product is made up of numerous components sourced from many suppliers which may contain 3TG. Specifically, 3TG is present in the following products and/or components: adjustable bases, batteries, electronic pumps, electric solenoids, foam, heating/cooling engines, heating layers, light bulbs, power cords, printed circuit boards, remote controls, and upholstered
3



headboards. As a result of our due diligence procedures, including the required RCOI, we cannot exclude the possibility that some of the 3TG used in batteries, electronic pumps, foam, heating layers, light bulbs, power cords, printed circuit boards in the adjustable base control box, remotes, and upholstered headboards may have originated in a Covered Country. Our inquiry and diligence efforts are ongoing.

3. List of Smelters/Refiners

Sleep Number has made a reasonable, good faith effort to collect and assess information concerning 3TG smelters and refiners based on data provided by our suppliers. Please refer to Appendix A for a list of smelters or refiners reported by our suppliers that may supply 3TG utilized in our manufactured products.

4. Future Enhancement Measures

Sleep Number is committed to conducting business activities to the highest standards of ethics and social responsibility and providing our customers with ethically-sourced products. We support the goal of ending violence, human rights violations, and environmental devastation in the DRC and adjoining countries. As a result of our findings for this reporting year, we will continue to enhance our process, including our ability to identify, assess, and quickly mitigate any risk of the presence of 3TG sourced from Covered Countries in our products. We will also continue to require our suppliers to ethically source all materials used in our products. We intend to take the following actions to further refine and improve our 3TG due diligence efforts:

Ongoing Efforts:
Continue to refine and improve our internal processes and procedures so we continue to obtain complete responses from our surveyed suppliers.
Work with our suppliers to ensure accurate, thorough, and timely responses in connection with our RCOI and other due diligence efforts.

Enhancement Measures:
Investigate additional resources and potential tools to help the Task Force improve tracking, evaluating, and storing of supplier 3TG due diligence data.
Identify further external opportunities to enhance our due diligence processes including working with trade associations and other third parties to define and improve best practices.
Explore opportunities for best practices enhancements on a regularly scheduled basis.

Caution Concerning Forward-Looking Statements

This Report may contain or incorporate by reference certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Any statements contained in or incorporated by reference into this Report that are not statements of historical fact may be deemed to be forward-looking statements, including but not limited to, our ability to constructively work with our suppliers to achieve compliance, our ability to enter into new contracts that incorporate compliance expectations, our ability to maintain long-term relationships with our suppliers, and our ability to improve our due diligence process. We try to identify forward-looking statements in this Report and elsewhere by using words such as “may,” “will,” “should,” “expect,” “plan,” “intend,” “potential,” “continue,” or the negative of these or similar terms. Our forward-looking statements speak only as of the date made and by their nature involve substantial risks and uncertainties.
4



APPENDIX A

The following tables reflect the smelters or refiners reported by our suppliers that may supply 3TG used in our manufactured products. Table 1 lists smelters or refiners that appear on the RMI’s Conformant Smelters & Refiners Lists as of May 5, 2020. Table 2 lists countries of origin reported by our suppliers for 3TG in their respective supply chains from smelters or refiners which do not appear on the RMI’s Active Smelters & Refiners List as of May 5, 2020.

Table 1
MineralSmelter NameCountry
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsaka Riken Co., Ltd.JAPAN
GoldAurubis AGGERMANY
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden ABSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDSC (Do Sung Corporation)REPUBLIC OF KOREA
GoldDowaJAPAN
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHeraeus Precious Metals GmbH & Co. KGGERMANY
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsahi Refining Canada Ltd.CANADA
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKojima Chemicals Co., Ltd.JAPAN
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldLS-NIKKO Copper Inc.REPUBLIC OF KOREA
5



GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldNihon Material Co., Ltd.JAPAN
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldPAMP S.A.SWITZERLAND
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRoyal Canadian MintCANADA
GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINA
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTorecomREPUBLIC OF KOREA
GoldUmicore Brasil Ltda.BRAZIL
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldValcambi S.A.SWITZERLAND
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldYokohama Metal Co., Ltd.JAPAN
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldUmicore Precious Metals ThailandTHAILAND
GoldGeib Refining CorporationUNITED STATES OF AMERICA
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
6



GoldT.C.A S.p.AITALY
GoldMarsam MetalsBRAZIL
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldSAAMPFRANCE
GoldL'Orfebre S.A.ANDORRA
GoldItalpreziosiITALY
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldWIELAND Edelmetalle GmbHGERMANY
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldAU Traders and RefinersSOUTH AFRICA
GoldBangalore RefineryINDIA
GoldPlanta Recuperadora de Metales SpACHILE
GoldSafimet S.p.AITALY
Gold8853 S.p.A.ITALY
GoldDODUCO Contacts and Refining GmbHGERMANY
GoldDS PRETECH Co., Ltd.REPUBLIC OF KOREA
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldKorea Zinc Co., Ltd.REPUBLIC OF KOREA
GoldREMONDIS PMR B.V.NETHERLANDS
GoldSamduck Precious MetalsREPUBLIC OF KOREA
GoldSungEel HiMetal Co., Ltd.REPUBLIC OF KOREA
GoldYamakin Co., Ltd.JAPAN
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldModeltech Sdn BhdMALAYSIA
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TantalumExotech Inc.UNITED STATES OF AMERICA
TantalumF&X Electro-Materials Ltd.CHINA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumH.C. Starck Co., Ltd.THAILAND
TantalumH.C. Starck Inc.UNITED STATES OF AMERICA
TantalumH.C. Starck Ltd.JAPAN
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANY
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumMineração Taboca S.A.BRAZIL
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumAsaka Riken Co., Ltd.JAPAN
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
TantalumFIR Metals & Resource Ltd.CHINA
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINA
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANY
7



TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumJiujiang Tanbre Co., Ltd.CHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET Blue MetalsMEXICO
TantalumKEMET Blue PowderUNITED STATES OF AMERICA
TantalumLSM Brasil S.A.BRAZIL
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumMineracao Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumResind Industria e Comercio Ltda.BRAZIL
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumNPM Silmet ASESTONIA
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
TinAlphaUNITED STATES OF AMERICA
TinCV Gita PesonaINDONESIA
TinPT Aries Kencana SejahteraINDONESIA
TinCV United SmeltingINDONESIA
TinDowaJAPAN
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
TinFenix MetalsPOLAND
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinHuichang Jinshunda Tin Co., Ltd.CHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinChina Tin Group Co., Ltd.CHINA
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMineracao Taboca S.A.BRAZIL
TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinPT Artha Cipta LanggengINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Bangka Tin IndustryINDONESIA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Bukit TimahINDONESIA
TinPT DS Jaya AbadiINDONESIA
TinPT Karimun MiningINDONESIA
TinPT Mitra Stania PrimaINDONESIA
8



TinPT Panca Mega PersadaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Refined Bangka TinINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Sumber Jaya IndahINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tommy UtamaINDONESIA
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinSoft Metais Ltda.BRAZIL
TinThaisarcoTHAILAND
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinCV Venus Inti PerkasaINDONESIA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinMelt Metais e Ligas S.A.BRAZIL
TinPT ATD Makmur Mandiri JayaINDONESIA
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinPT Inti Stania PrimaINDONESIA
TinCV Ayi JayaINDONESIA
TinCV Dua SekawanINDONESIA
TinResind Industria e Comercio Ltda.BRAZIL
TinPT Bangka Prima TinINDONESIA
TinPT Sukses Inti MakmurINDONESIA
TinPT Kijang Jaya MandiriINDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
TinGejiu Fengming Metallurgy Chemical PlantCHINA
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinJiangxi New Nanshan Technology Ltd.CHINA
TinMetallo Belgium N.V.BELGIUM
TinMineração Taboca S.A.BRAZIL
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinPT Timah Tbk KundurINDONESIA
TinPT Timah Tbk MentokINDONESIA
TinLiuzhhou China TinCHINA
TinPT Bangka SerumpunINDONESIA
TinYunnan Tin Company LimitedCHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinPT Premium Tin IndonesiaINDONESIA
TinPT Rajehan AriqINDONESIA
TinMetallo Spain S.L.U.SPAIN
TinMa'anshan Weitai Tin Co., Ltd.CHINA
9



TinPT Rajawali Rimba PerkasaINDONESIA
TinPT Tirus Putra MandiriINDONESIA
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIETNAM
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TinPT Babel Surya Alam LestariINDONESIA
TinModeltech Sdn BhdMALAYSIA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANY
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenA.L.M.T. Corp.JAPAN
TungstenACL Metais EireliBRAZIL
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINA
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenKennametal FallonUNITED STATES OF AMERICA
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenKGETS Co., Ltd.REPUBLIC OF KOREA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenNiagara Refining LLCUNITED STATES OF AMERICA
TungstenMasan Tungsten Chemical LLC (MTC)VIETNAM
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIETNAM
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenWoltech Korea Co., Ltd.REPUBLIC OF KOREA
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
10



TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA
TungstenAsia Tungsten Products Vietnam Ltd.VIETNAM
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINA




Table 2
MineralCountry
GoldCZECHIA (CZECH REPUBLIC)
TantalumNONE
TinINDIA
TungstenNONE
11